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Results: 2021

#	Item
341	Microsoft Word[removed]doc Add to Reading List Source URL: www.ici.org Language: English Financial services Collective investment schemes Institutional investors Securities Mutual fund Dodd–Frank Wall Street Reform and Consumer Protection Act Prospectus U.S. Securities and Exchange Commission Hedge fund Financial economics Investment Finance
342	Microsoft Word - maborges9551 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 15:33:18 Financial regulation Corporate governance Management United States Securities and Exchange Commission Financial economics Proxy statement Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act Form 10-K SEC filings Business United States securities law
343	Microsoft Word - SEC[removed]ABS due diligence comment letter _2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 15:25:46 Fixed income securities Structured finance Mortgage-backed security United States housing bubble Dodd–Frank Wall Street Reform and Consumer Protection Act Asset-backed security Subprime mortgage crisis Late-2000s financial crisis Securitization Financial economics Economics Finance
344	Microsoft Word - TW Comments on Proposed Rule.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 12:47:02 Management Private law Employment Say on pay United Kingdom company law Corporate governance Executive pay Dodd–Frank Wall Street Reform and Consumer Protection Act Golden parachute Employment compensation Business Corporations law
345	Microsoft Word - ABA Comment Letter S7[removed]Final.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-22 14:49:26 Law Fixed income securities Structured finance 73rd United States Congress United States Securities and Exchange Commission Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Asset-backed security Credit rating agency Financial economics Finance United States securities law
346	Microsoft Word - tferguson1342 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 15:22:16 Fixed income securities United States housing bubble Structured finance Mortgage industry of the United States Securities Securitization Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Fannie Mae Finance Financial economics Economics
347	Microsoft Word - File Number S7_27_10 - ICBA Comment Ltr[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-29 15:45:55 Systemic risk Interest rate swap Derivative Swap Dodd–Frank Wall Street Reform and Consumer Protection Act Clearing house Commodity Futures Trading Commission Commodity Futures Modernization Act LCH.Clearnet Financial economics Finance Financial system
348	Microsoft Word - say on pay draft comment letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 11:52:09 Corporate governance Management Private law Financial regulation United States Securities and Exchange Commission Proxy statement Regulation S-K Form 10-K Dodd–Frank Wall Street Reform and Consumer Protection Act SEC filings United States securities law Business
349	Microsoft Word - cbarnard2026.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-23 11:27:07 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Commodity Futures Trading Commission Futures contract Derivative Financial economics Finance Financial system
350	Microsoft Word - cbarnard7838 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-23 13:39:18 Securities Exchange Act United States Securities and Exchange Commission Swap Financial system Finance Enron Commodity Futures Modernization Act Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics 73rd United States Congress

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